RedFlag, Allegation and/or Complaint against ANDREW BENJAMIN MORTENSON
Disclosure #1 for ANDREW MORTENSON
- Event Date: 10/8/2009
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: CUSTOMER COMPLAINED THAT HIS 2 VARIABLE ANNUITIES ISSUED ON 6/25/2009 ARE UNSUITABLE. FIRM FOUND THAT SALE WAS SUITABLE AND DENIED CUSTOMER’S REQUEST TO WAIVE SURRENDER CHARGES.
- Damage Amount Requested: $8,307.92
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like ANDREW BENJAMIN MORTENSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ANDREW BENJAMIN MORTENSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About ANDREW BENJAMIN MORTENSON
What is ANDREW MORTENSON’s Central Registration Depository (CRD) Number?
Which firm is ANDREW BENJAMIN MORTENSON associated with?
THRIVENT INVESTMENT MANAGEMENT INC.
Where is ANDREW MORTENSON located?
1625 E WASHINGTON ST, WEST BEND, WI, 53095
Where can I find more details about ANDREW MORTENSON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.
Are there any disclosures, allegations or complaints filed against ANDREW BENJAMIN MORTENSON?
Where can I download a detailed FINRA report for ANDREW MORTENSON?
Is it safe to do business with ANDREW BENJAMIN MORTENSON?
We’re not sure. Please research ANDREW MORTENSON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:34 pm
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