RedFlag, Allegation and/or Complaint against ROBERT LEE HARMON
Disclosure #1 for ROBERT HARMON
- Event Date: 2/20/2013
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Bankruptcy
- Disposition: Discharged
- Broker Comment: DUE TO THE DECREASE OF INCOME, HEALTH CHALLENGES, INCLUDING HOSPITAL STAY THE OVERALL STATE OF OUR FINANCIAL AFFAIRS, WE HAD TO TAKE ACTION TO STOP THE FORECLOSURE OF OUR HOME. IT IS OUR INTENT TO PAY OUR DEBT, THUS THE CHAPTER 13.
Should I file a FINRA complaint against brokers like ROBERT LEE HARMON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ROBERT LEE HARMON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About ROBERT LEE HARMON
What is ROBERT HARMON’s Central Registration Depository (CRD) Number?
Which firm is ROBERT LEE HARMON associated with?
PFS INVESTMENTS INC.
Where is ROBERT HARMON located?
5150 NORTH 16TH STREET, PHOENIX, AZ, 85016
Where can I find more details about ROBERT HARMON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.
Are there any disclosures, allegations or complaints filed against ROBERT LEE HARMON?
Where can I download a detailed FINRA report for ROBERT HARMON?
Is it safe to do business with ROBERT LEE HARMON?
We’re not sure. Please research ROBERT HARMON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:34 pm
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